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Broken Windows (page 5)
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Should police activity on the street be shaped, in important ways, by the
standards of the neighborhood rather than by the rules of the state? Over
the past two decades, the shift of police from order-maintenance to law
enforcement has brought them increasingly under the influence of legal
restrictions, provoked by media complaints and enforced by court decisions
and departmental orders. As a consequence, the order
maintenance functions of the police are now governed by rules developed to
control police relations with suspected criminals. This is, we think, an
entirely new development. For centuries, the role of the police as
watchmen was judged primarily not in terms of its compliance with
appropriate procedures but rather in terms of its attaining a desired
objective. The objective was order, an inherently ambiguous term but a
condition that people in a given community recognized when they saw it.
The means were the same as those the community itself would employ, if its
members were sufficiently determined, courageous, and authoritative.
Detecting and apprehending criminals, by contrast, was a means to an end,
not an end in itself; a judicial determination of guilt or innocence was
the hoped-for result of the law-enforcement mode. From the first, the
police were expected to follow rules defining that process, though states
differed in how stringent the rules should be. The criminal-apprehension
process was always understood to involve individual rights, the violation
of which was unacceptable because it meant that the violating officer
would be acting as a judge and jury--and that was not his job. Guilt or
innocence was to be determined by universal standards under special
procedures.
Ordinarily, no judge or jury ever sees the persons caught up in a dispute
over the appropriate level of neighborhood order. That is true not only
because most cases are handled informally on the street but also because
no universal standards are available to settle arguments over disorder,
and thus a judge may not be any wiser or more effective than a police
officer. Until quite recently in many states, and even today in some
places, the police made arrests on such charges as "suspicious person" or
"vagrancy" or "public drunkenness"--charges with scarcely any legal
meaning. These charges exist not because society wants judges to punish
vagrants or drunks but because it wants an officer to have the legal tools
to remove undesirable persons from a neighborhood when informal efforts to
preserve order in the streets have failed.
Once we begin to think of all aspects of police work as involving the
application of universal rules under special procedures, we inevitably ask
what constitutes an "undesirable person" and why we should "criminalize"
vagrancy or drunkenness. A strong and commendable desire to see that
people are treated fairly makes us worry about allowing the police to rout
persons who are undesirable by some vague or parochial standard. A growing
and not-so-commendable utilitarianism leads us to doubt that any behavior
that does not "hurt" another person should be made illegal. And thus many
of us who watch over the police are reluctant to allow them to perform, in
the only way they can, a function that every neighborhood desperately
wants them to perform.
This wish to "decriminalize" disreputable behavior that "harms no one"-
and thus remove the ultimate sanction the police can employ to maintain
neighborhood order--is, we think, a mistake. Arresting a single drunk or a
single vagrant who has harmed no identifiable person seems unjust, and in
a sense it is. But failing to do anything about a score of drunks or a
hundred vagrants may destroy an entire community. A particular rule that
seems to make sense in the individual case makes no sense when it is made
a universal rule and applied to all cases. It makes no sense because it
fails to take into account the connection between one broken window left
untended and a thousand broken windows. Of course, agencies other than the
police could attend to the problems posed by drunks or the mentally ill,
but in most communities especially where the "deinstitutionalization"
movement has been strong--they do not.
The concern about equity is more serious. We might agree that certain
behavior makes one person more undesirable than another but how do we
ensure that age or skin color or national origin or harmless mannerisms
will not also become the basis for distinguishing the undesirable from the
desirable? How do we ensure, in short, that the police do not become the
agents of neighborhood bigotry?
We can offer no wholly satisfactory answer to this important question. We
are not confident that there is a satisfactory answer except to hope that
by their selection, training, and supervision, the police will be
inculcated with a clear sense of the outer limit of their discretionary
authority. That limit, roughly, is this--the police exist to help regulate
behavior, not to maintain the racial or ethnic purity of a neighborhood.
Consider the case of the Robert Taylor Homes in Chicago, one of the
largest public-housing projects in the country. It is home for nearly
20,000 people, all black, and extends over ninety-two acres along South
State Street. It was named after a distinguished black who had been,
during the 1940s, chairman of the Chicago Housing Authority. Not long
after it opened, in 1962, relations between project residents and the
police deteriorated badly. The citizens felt that the police were
insensitive or brutal; the police, in turn, complained of unprovoked
attacks on them. Some Chicago officers tell of times when they were afraid
to enter the Homes. Crime rates soared.
Today, the atmosphere has changed. Police-citizen relations have
improved--apparently, both sides learned something from the earlier
experience. Recently, a boy stole a purse and ran off. Several young
persons who saw the theft voluntarily passed along to the police
information on the identity and residence of the thief, and they did this
publicly, with friends and neighbors looking on. But problems persist,
chief among them the presence of youth gangs that terrorize residents and
recruit members in the project. The people expect the police to "do
something" about this, and the police are determined to do just that.
But do what? Though the police can obviously make arrests whenever a gang
member breaks the law, a gang can form, recruit, and congregate without
breaking the law. And only a tiny fraction of gang-related crimes can be
solved by an arrest; thus, if an arrest is the only recourse for the
police, the residents' fears will go unassuaged. The police will soon feel
helpless, and the residents will again believe that the police "do
nothing." What the police in fact do is to chase known gang members out of
the project. In the words of one officer, "We kick ass." Project residents
both know and approve of this. The tacit police-citizen alliance in the
project is reinforced by the police view that the cops and the gangs are
the two rival sources of power in the area, and that the gangs are not
going to win.
None of this is easily reconciled with any conception of due process or
fair treatment. Since both residents and gang members are black, race is
not a factor. But it could be. Suppose a white project confronted a black
gang, or vice versa. We would be apprehensive about the police taking
sides. But the substantive problem remains the same: how can the police
strengthen the informal social-control mechanisms of natural communities
in order to minimize fear in public places? Law enforcement, per se, is no
answer: a gang can weaken or destroy a community by standing about in a
menacing fashion and speaking rudely to passersby without breaking the
law.
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